Filing Details

Accession Number:
0001140361-13-024322
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-06 11:21:58
Reporting Period:
2013-06-04
Filing Date:
2013-06-06
Accepted Time:
2013-06-06 11:21:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198682 P James Mcclure 551 Fifth Avenue
Suite 300
New York NY 10176
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-04 120,000 $18.30 226,068 No 4 M Direct
Common Stock Acquisiton 2013-06-04 23,646 $18.71 249,714 No 4 M Direct
Common Stock Acquisiton 2013-06-04 15,571 $19.48 265,285 No 4 M Direct
Common Stock Disposition 2013-06-04 159,217 $25.46 106,068 No 4 S Direct
Common Stock Acquisiton 2013-06-05 7,900 $19.48 113,968 No 4 M Direct
Common Stock Disposition 2013-06-05 7,900 $25.36 106,068 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Options Acquisiton 2013-06-04 120,000 $0.00 120,000 $18.30
Common Stock Stock Options Acquisiton 2013-06-04 23,646 $0.00 23,646 $18.71
Common Stock Stock Options Acquisiton 2013-06-04 15,571 $0.00 15,571 $19.48
Common Stock Stock Options Acquisiton 2013-06-05 7,900 $0.00 7,900 $19.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2015-06-14 No 4 M Direct
23,646 2013-10-02 No 4 M Direct
15,571 2015-01-07 No 4 M Direct
7,900 2015-01-07 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 16, 2011.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $26.115, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $25.49, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
  4. Includes 60,913 unvested RSUs, 8,508 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 3,511 performance shares earned but not vested with respect to performance shares granted on 1/11/2011 and DERs related thereto.
  5. Stock options granted under the 2002 Price-Vested Plan.
  6. Exercisable over the first four years in percentages tied to the price of ABM common stock and after eight years from the date of grant, if not previously vested.
  7. Stock options granted under the 2006 Equity Incentive Plan.
  8. 25% exercisable on 10/2/2007 and 25% on the anniversary date of each of the following three years.
  9. 25% exercisable on 1/7/2009 and 25% on the anniversary date of each of the following three years.