Filing Details
- Accession Number:
- 0001181431-13-033127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 20:26:48
- Reporting Period:
- 2013-06-03
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 20:26:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524025 | Tilly's Inc. | TLYS | Retail-Apparel & Accessory Stores (5600) | 452164791 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548782 | Trust Annuity Tl | C/O Tilly'S, Inc. 10 Whatney Irvine CA 92618 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-06-03 | 27,854 | $0.00 | 27,854 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2013-06-03 | 27,854 | $16.28 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-06-04 | 47,692 | $0.00 | 47,692 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2013-06-04 | 47,692 | $16.25 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-06-05 | 1,970 | $0.00 | 1,970 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2013-06-05 | 1,970 | $16.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | CLASS B COMMON STOCK | Disposition | 2013-06-03 | 27,854 | $0.00 | 27,854 | $0.00 |
| Class A Common Stock | CLASS B COMMON STOCK | Disposition | 2013-06-04 | 47,692 | $0.00 | 47,692 | $0.00 |
| Class A Common Stock | CLASS B COMMON STOCK | Disposition | 2013-06-05 | 1,970 | $0.00 | 1,970 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,812,146 | No | 4 | C | Direct | ||
| 1,764,454 | No | 4 | C | Direct | ||
| 1,762,484 | No | 4 | C | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
- The shares of Class B Common Stock reported on this line item converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon the election of the Reporting Person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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