Filing Details
- Accession Number:
- 0001181431-13-033027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 17:48:22
- Reporting Period:
- 2013-06-03
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 17:48:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215805 | James Diller | 1380 Bordeaux Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-06-03 | 9,361 | $5.98 | 429,418 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-06-04 | 24,000 | $0.00 | 24,000 | $6.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,000 | 2013-07-04 | 2023-06-04 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 235,762 | Indirect | See footnote |
| Common Stock | 419,469 | Indirect | See footnote |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $5.980 to $5.985 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held directly by the James V. Diller and June P. Diller Trust UA 07/20/77 for which the Reporting Person serves as trustee.
- Shares held directly by the James V. Diller Annuity Trust for which the Reporting Person serves as trustee.
- Shares held directly by the June P. Diller Annuity Trust for which the Reporting Person serves as trustee.
- The option becomes exercisable in twelve equal monthly installments beginning on July 4, 2013.
Billionaire Hedge Funds
