Filing Details
- Accession Number:
- 0001225208-13-014006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 17:41:40
- Reporting Period:
- 2013-05-30
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 17:41:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1003201 | Municipal Mortgage & Equity Llc | MMAB | Real Estate (6500) | 521449733 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201762 | L Michael Falcone | 621 E Pratt Street Suite 600 Baltimore MD 21202 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2013-05-30 | 5,000 | $1.52 | 449,831 | No | 4 | P | Direct | |
| Common | Acquisiton | 2013-05-31 | 1,145 | $1.46 | 450,976 | No | 4 | P | Direct | |
| Common | Acquisiton | 2013-06-03 | 5,000 | $1.47 | 455,976 | No | 4 | P | Direct | |
| Common | Acquisiton | 2013-06-04 | 5,000 | $1.47 | 460,976 | No | 4 | P | Direct | |
| Common | Acquisiton | 2013-06-05 | 5,000 | $1.45 | 465,976 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Options to purchase common shares | Disposition | 2013-05-31 | 201,863 | $0.00 | 201,863 | $26.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-04-07 | 2016-04-07 | No | 4 | J | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Options to purchase common shares | $0.36 | 2012-04-24 | 2022-04-24 | 700,000 | 700,000 | Direct |
| Common | Options to purchase common shares | $0.23 | 2010-05-10 | 2020-05-10 | 500,000 | 500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-04-24 | 700,000 | 700,000 | Direct |
| 2020-05-10 | 500,000 | 500,000 | Direct |
Footnotes
- Mr. Falcone and the Company voluntarily terminated the Option Agreement with respect to these out-of-the-money options. No cash, securities, options or other consideration was issued to Mr. Falcone as replacement compensation for the termination of the Option Agreement.
Billionaire Hedge Funds
