Filing Details

Accession Number:
0001536584-13-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-05 16:55:16
Reporting Period:
2013-06-01
Filing Date:
2013-06-05
Accepted Time:
2013-06-05 16:55:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536584 R Nicholas Noviello 495 East Java Drive
Sunnyvale CA 94089
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-01 1,875 $0.00 18,840 No 4 M Direct
Common Stock Acquisiton 2013-06-01 3,750 $0.00 22,590 No 4 M Direct
Common Stock Acquisiton 2013-06-01 6,675 $0.00 29,265 No 4 M Direct
Common Stock Acquisiton 2013-06-01 1,575 $0.00 30,840 No 4 M Direct
Common Stock Disposition 2013-06-01 704 $37.53 30,136 No 4 F Direct
Common Stock Disposition 2013-06-01 1,409 $37.53 28,727 No 4 F Direct
Common Stock Disposition 2013-06-01 2,508 $37.53 26,219 No 4 F Direct
Common Stock Disposition 2013-06-01 591 $37.53 25,628 No 4 F Direct
Common Stock Disposition 2013-06-04 4,496 $37.57 21,132 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2013-06-03 100,000 $0.00 100,000 $37.64
Common Stock Restricted Stock Unit Disposition 2013-06-01 1,875 $0.00 1,875 $0.00
Common Stock Restricted Stock Unit Disposition 2013-06-01 3,750 $0.00 3,750 $0.00
Common Stock Restricted Stock Unit Disposition 2013-06-01 6,675 $0.00 6,675 $0.00
Common Stock Restricted Stock Unit Disposition 2013-06-01 1,575 $0.00 1,575 $0.00
Common Stock Restricted Stock Unit Acquisiton 2013-06-03 33,300 $0.00 33,300 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2020-06-02 No 4 A Direct
46,425 No 4 M Direct
42,675 No 4 M Direct
36,000 No 4 M Direct
34,425 No 4 M Direct
67,725 No 4 A Direct
Footnotes
  1. The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Sale prices for the reported transaction were in a range of $37.44 to $37.63.
  3. Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
  4. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
  5. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.