Filing Details
- Accession Number:
- 0001346429-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 16:51:17
- Reporting Period:
- 2013-06-01
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 16:51:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346429 | E Robert Salmon | 495 East Java Drive Sunnyvale CA 94089 | Executive Vp, Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-01 | 10,416 | $0.00 | 15,409 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-06-01 | 6,250 | $0.00 | 21,659 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-06-01 | 11,250 | $0.00 | 32,909 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-06-01 | 5,025 | $0.00 | 37,934 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-01 | 3,914 | $37.53 | 34,020 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-06-01 | 2,814 | $37.53 | 31,206 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-06-01 | 5,870 | $37.53 | 25,336 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-06-01 | 2,622 | $37.53 | 22,714 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-06-03 | 16,954 | $20.69 | 39,668 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-03 | 16,954 | $37.18 | 22,714 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-06-03 | 16,954 | $0.00 | 16,954 | $20.69 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-06-03 | 110,000 | $0.00 | 110,000 | $37.64 |
Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 10,416 | $0.00 | 10,416 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 6,250 | $0.00 | 6,250 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 11,250 | $0.00 | 11,250 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-06-01 | 5,025 | $0.00 | 5,025 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2013-06-03 | 36,700 | $0.00 | 36,700 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,813 | 2016-05-31 | No | 4 | M | Direct | |
110,000 | 2020-06-02 | No | 4 | A | Direct | |
72,575 | No | 4 | M | Direct | ||
66,325 | No | 4 | M | Direct | ||
55,075 | No | 4 | M | Direct | ||
50,050 | No | 4 | M | Direct | ||
86,750 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,531 | Indirect | by Trust1 |
Common Stock | 240 | Indirect | by Trust2 |
Common Stock | 240 | Indirect | by Trust3 |
Footnotes
- Sale prices for the reported transaction were in a range of $37.18 to $37.1916.
- Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
- Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
- Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
- Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
- The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.