Filing Details

Accession Number:
0001346429-13-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-05 16:51:17
Reporting Period:
2013-06-01
Filing Date:
2013-06-05
Accepted Time:
2013-06-05 16:51:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346429 E Robert Salmon 495 East Java Drive
Sunnyvale CA 94089
Executive Vp, Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-01 10,416 $0.00 15,409 No 4 M Direct
Common Stock Acquisiton 2013-06-01 6,250 $0.00 21,659 No 4 M Direct
Common Stock Acquisiton 2013-06-01 11,250 $0.00 32,909 No 4 M Direct
Common Stock Acquisiton 2013-06-01 5,025 $0.00 37,934 No 4 M Direct
Common Stock Disposition 2013-06-01 3,914 $37.53 34,020 No 4 F Direct
Common Stock Disposition 2013-06-01 2,814 $37.53 31,206 No 4 F Direct
Common Stock Disposition 2013-06-01 5,870 $37.53 25,336 No 4 F Direct
Common Stock Disposition 2013-06-01 2,622 $37.53 22,714 No 4 F Direct
Common Stock Acquisiton 2013-06-03 16,954 $20.69 39,668 No 4 M Direct
Common Stock Disposition 2013-06-03 16,954 $37.18 22,714 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-06-03 16,954 $0.00 16,954 $20.69
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2013-06-03 110,000 $0.00 110,000 $37.64
Common Stock Restricted Stock Unit Disposition 2013-06-01 10,416 $0.00 10,416 $0.00
Common Stock Restricted Stock Unit Disposition 2013-06-01 6,250 $0.00 6,250 $0.00
Common Stock Restricted Stock Unit Disposition 2013-06-01 11,250 $0.00 11,250 $0.00
Common Stock Restricted Stock Unit Disposition 2013-06-01 5,025 $0.00 5,025 $0.00
Common Stock Restricted Stock Unit Acquisiton 2013-06-03 36,700 $0.00 36,700 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,813 2016-05-31 No 4 M Direct
110,000 2020-06-02 No 4 A Direct
72,575 No 4 M Direct
66,325 No 4 M Direct
55,075 No 4 M Direct
50,050 No 4 M Direct
86,750 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,531 Indirect by Trust1
Common Stock 240 Indirect by Trust2
Common Stock 240 Indirect by Trust3
Footnotes
  1. Sale prices for the reported transaction were in a range of $37.18 to $37.1916.
  2. Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
  3. Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
  4. Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
  5. Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
  6. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
  7. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.