Filing Details
- Accession Number:
- 0001353605-13-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 16:30:18
- Reporting Period:
- 2013-06-03
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 16:30:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931336 | Dean Foods Co | DF | Ice Cream & Frozen Desserts (2024) | 752559681 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179317 | C Tom Davis | 500 Crescent Court Suite 270 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-03 | 30,151 | $7.83 | 47,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-03 | 30,151 | $10.31 | 17,273 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-04 | 33,427 | $5.22 | 50,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-04 | 33,427 | $10.53 | 17,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy NF702875) | Disposition | 2013-06-03 | 17,326 | $0.00 | 17,326 | $7.83 |
| Common Stock | Non-Qualified Stock Option (right to buy TF700782) | Disposition | 2013-06-03 | 3,192 | $0.00 | 3,192 | $7.83 |
| Common Stock | Non-Qualified Stock Option (right to buy VF700784) | Disposition | 2013-06-03 | 1,499 | $0.00 | 1,499 | $7.83 |
| Common Stock | Non-Qualified Stock Option (right to buy VF700789) | Disposition | 2013-06-03 | 8,134 | $0.00 | 8,134 | $7.83 |
| Common Stock | Non-Qualified Stock Option (right to buy NF707378) | Disposition | 2013-06-04 | 33,427 | $0.00 | 33,427 | $5.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-06-30 | 2013-06-30 | No | 4 | M | Direct |
| 0 | 2003-06-30 | 2013-06-30 | No | 4 | M | Direct |
| 0 | 2003-06-30 | 2013-06-30 | No | 4 | M | Direct |
| 0 | 2003-06-30 | 2013-06-30 | No | 4 | M | Direct |
| 0 | 2012-02-17 | 2022-02-17 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.325, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.52 to $10.545, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Due to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013, the reporting person's number of options and exercise price has been adjusted to preserve the pre-spin intrinsic value of the award.
- The options are fully vested and immediately exercisable upon grant.
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