Filing Details
- Accession Number:
- 0001209191-13-030792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 16:27:49
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 16:27:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
840883 | Btu International Inc | BTUI | Special Industry Machinery, Nec (3559) | 042781248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223560 | J Peter Tallian | 23 Esquire Road N Billerica MA 01862 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-04 | 1,100 | $0.00 | 3,299 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-05 | 492 | $2.35 | 2,807 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-06-04 | 1,100 | $0.00 | 1,100 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,100 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of BTU International common stock.
- The number of shares sold represents the minimum needed to pay the associated tax withholding related to the vesting of the restricted stock units grant.
- On June 4, 2012, the reporting person was granted 2,200 restricted stock units, vesting in two equal annual installments beginning on the first anniversary of the grant date.