Filing Details
- Accession Number:
- 0000098246-13-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-05 16:19:48
- Reporting Period:
- 2013-06-03
- Filing Date:
- 2013-06-05
- Accepted Time:
- 2013-06-05 16:19:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016748 | K. Charles Marquis | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2013-06-03 | 7,500 | $39.75 | 60,479 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2013-06-03 | 7,500 | $78.48 | 52,979 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-06-03 | 7,500 | $0.00 | 7,500 | $39.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 56,000 | Indirect | Irrevocable Trust |
| Common Stock $.01 Par | 23,771 | Indirect | Revocable Trust |
Footnotes
- 979 shares in the total are unvested restricted stock unit grants.
- Charles Marquis 2012 Irrevocable Trust, as Trustee. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Charles Marquis 2012 Irrevocable Trust.
- Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- Options granted under 16(b) Plan on January 15, 2004. The option vested in two equal installments on January 15, 2005 and 2006.
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