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Filing Details

Accession Number:: 0001181431-13-032878
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-05 16:16:06
Reporting Period:: 2013-06-03

Filing Date:: 2013-06-05
Accepted Time:: 2013-06-05 16:16:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1240174	S Edward Knight	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-06-03	67,960	$7.35	217,604	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-06-03	67,960	$31.13	149,644	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-06-04	32,040	$7.35	181,684	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-06-04	32,040	$31.09	149,644	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-06-03	67,960	$0.00	67,960	$7.35
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-06-04	32,040	$0.00	32,040	$7.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,040		2014-11-15	No	4	M	Direct
0		2014-11-15	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$19.75	2020-03-04	22,059	22,059	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.07	2018-12-17	39,458	39,458	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.28	2021-03-28	25,496	25,496	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.92	2016-12-13	28,801	28,801	Direct
Common Stock	Employee Stock Option (Right to Buy)	$45.38	2017-12-12	19,555	19,555	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-04	22,059	22,059	Direct
2018-12-17	39,458	39,458	Direct
2021-03-28	25,496	25,496	Direct
2016-12-13	28,801	28,801	Direct
2017-12-12	19,555	19,555	Direct

Footnotes

The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.06 to $31.35, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.06 to $31.17, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Represents (i) 7,878 shares of common stock acquired upon exercise of vested stock options, (ii) 50,255 vested shares of restricted stock, (iii) 74,211 shares underlying PSUs, of which 34,008 shares are vested and (iv) 17,300 shares purchased under the Employee Stock Purchase Plan.
Options vested as to 100%.
Options exercisable on March 4, 2014.
Options vested as to 100%.
Options exercisable on March 28, 2014.
Options vested as to 100%.
Options vested as to 100%.