Home > Insider Trading > Filing (0001225208-13-013944)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1422342	M Steven Raney	880 Carillon Parkway St. Petersburg FL 33716	President & Ceo Rjbank	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-04	143	$36.97	15,084	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,048	Indirect	ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$27.10		2017-01-22	25,000	25,000	Direct
Common Stock	Employee Stock Option (right to buy)	$25.28		2015-01-24	400	400	Direct
Common Stock	Employee Stock Option (right to buy)	$25.28		2016-01-24	10,000	10,000	Direct
Common Stock	Employee Stock Option (right to buy)	$37.87		2019-11-29	12,500	12,500	Direct
Common Stock	Performance Restricted Stock Units	$0.00	2015-09-30	2016-03-15	533	533	Direct
Common Stock	Restricted Stock Units	$0.00	2015-12-14	2015-12-14	534	534	Direct
Common Stock	Restricted Stock Units	$0.00	2013-12-15	2013-12-15	391	391	Direct
Common Stock	Restricted Stock Units	$0.00	2014-12-15	2014-12-15	687	687	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-01-22	25,000	25,000	Direct
2015-01-24	400	400	Direct
2016-01-24	10,000	10,000	Direct
2019-11-29	12,500	12,500	Direct
2016-03-15	533	533	Direct
2015-12-14	534	534	Direct
2013-12-15	391	391	Direct
2014-12-15	687	687	Direct

Footnotes

Shares purchased through the Company's ESPP
Includes number of shares acquired under ESOP through June 4, 2013.
The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
Options becoming exercisable - 200 on 11/24/2013, 200 on 11/24/2014
Options becoming exercisable - 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
The vesting of these performance-vesting RSUs will be determined no later than March 15, 2016 based on the issuer's three-year average after-tax return on equity, on a GAAP basis, for the fiscal years 2013, 2014 and 2015 (the "ROE"), with vesting percentages ranging from zero to 150% of face number of RSUs based on the ROE ranging from less than 6% to equal to or greater than 18%.