Filing Details
- Accession Number:
- 0001140361-13-023999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-04 19:07:17
- Reporting Period:
- 2013-05-23
- Filing Date:
- 2013-06-04
- Accepted Time:
- 2013-06-04 18:07:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196298 | Nephros Inc | NEPH | Surgical & Medical Instruments & Apparatus (3841) | 133971809 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1001391 | E Charles Davidson | C/O Wexford Capital Lp 411 West Putnam Ave. Greenwich CT 06830 | No | No | Yes | No | |
1048462 | Wexford Capital Lp | 411 West Putnam Avenue Suite 125 Greenwich CT 06830 | No | No | Yes | No | |
1048485 | Joseph Jacobs | C/O Wexford Capital Lp 411 West Putnam Avenue, Suite 125 Greenwich CT 06830 | No | No | Yes | No | |
1413621 | Lambda Investors Llc | 411 West Putnam Avenue Suite 125 Greenwich CT 06830 | No | No | Yes | No | |
1472112 | Wexford Gp Llc | C/O Wexford Capital Lp Suite 125 Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2013-05-23 | 2,992,884 | $0.00 | 6,721,676 | No | 4 | P | Indirect | Held directly by Lambda Investors LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held directly by Lambda Investors LLC |
Footnotes
- On May 23, 2013, Lambda Investors LLC ('Lambda") purchased, pursuant to a rights offering with Nephros, Inc., 2,992,884 shares of Common Stock at a purchase price of $0.60 per share for a cost of $1,795,730.40.
- This form is jointly filed by Lambda, Wexford Capital LP ("Wexford"), Charles E. Davidson ("Davidson"), Joseph M. Jacobs ("Jacobs") and Wexford GP LLC ("Wexford GP"). The reported securities are held directly by Lambda and by Wexford. Wexford serves as manager, investment advisor or sub-advisor of Lambda, and as such may be deemed to share beneficial ownership of the securities beneficially owned by Lambda, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the securities beneficially owned by Lambda, but disclaims such ownership to the extent such beneficial ownership exceeds its pecuniary interest. (continued under Footnote (3) below).
- (continued from Footnote (2) above) Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any securities beneficially owned by Lambda for which Wexford serves as manager, investment advisor or sub-advisor, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.