Filing Details

Accession Number:
0001246360-13-003182
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-04 17:49:15
Reporting Period:
2013-05-31
Filing Date:
2013-06-04
Accepted Time:
2013-06-04 17:49:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867773 Sunpower Corp SPWR Semiconductors & Related Devices (3674) 943008969
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411768 J. Douglas Richards C/O Sunpower Corporation
77 Rio Robles
San Jose CA 95134
Evp, Administration No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-31 5,108 $20.24 15,992 No 4 S Direct
Common Stock Acquisiton 2013-06-01 33,333 $0.00 49,325 No 4 M Direct
Common Stock Disposition 2013-06-01 17,394 $19.31 31,931 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units (RSUs) Disposition 2013-06-01 33,333 $0.00 33,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,334 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
  2. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
  3. The RSUs vest in three equal installments on each of June 1, 2012, June 1, 2013, and June 1, 2014.
  4. Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.