Filing Details
- Accession Number:
- 0001127602-13-019448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-04 17:18:10
- Reporting Period:
- 2013-05-31
- Filing Date:
- 2013-06-04
- Accepted Time:
- 2013-06-04 17:18:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192072 | P Kurt Cummings | 1 Avx Boulevard Fountain Inn SC 29644 | Vp Cfo Treasurer And Corporate | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-31 | 826 | $11.92 | 1,026 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-03 | 3,947 | $11.92 | 4,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-31 | 826 | $12.06 | 200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-03 | 3,947 | $12.06 | 200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-03 | 5,227 | $11.92 | 5,427 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-03 | 5,227 | $12.06 | 200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2013-05-31 | 826 | $0.00 | 826 | $11.92 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2013-06-03 | 3,947 | $0.00 | 3,947 | $11.92 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-06-03 | 5,227 | $0.00 | 5,227 | $11.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,947 | 2004-06-03 | 2013-06-03 | No | 4 | M | Direct |
| 0 | 2004-06-03 | 2013-06-03 | No | 4 | M | Direct |
| 0 | 2004-06-04 | 2013-06-03 | No | 4 | M | Direct |
Billionaire Hedge Funds
