Filing Details

Accession Number:
0001140361-13-023969
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-04 17:05:47
Reporting Period:
2013-05-31
Filing Date:
2013-06-04
Accepted Time:
2013-06-04 17:05:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199576 Jr Patrick F Mcfadden C/O Higher One Holdings, Inc.
115 Munson Street
New Haven CT 06511
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-31 60,000 $4.59 64,990 No 4 M Direct
Common Stock Disposition 2013-05-31 60,000 $10.86 4,990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-31 60,000 $0.00 60,000 $4.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,163 2013-01-27 2019-01-26 No 4 M Direct
Footnotes
  1. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $10.75 and $10.93. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.