Filing Details

Accession Number:
0001209191-13-030510
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-04 16:30:29
Reporting Period:
2013-05-31
Filing Date:
2013-06-04
Accepted Time:
2013-06-04 16:30:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173431 Td Ameritrade Holding Corp AMTD Security Brokers, Dealers & Flotation Companies (6211) 820543156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187586 H Joseph Moglia 200 S. 108Th Ave.
Omaha NE 68154
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-31 147 $24.00 158,593 No 4 S Indirect By annuity trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By annuity trusts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,208,687 Direct
Footnotes
  1. Shares are held by annuity trusts, for which Mr. Moglia is the grantor and a beneficiary.