Filing Details
- Accession Number:
- 0001293386-13-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-04 16:10:41
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-04
- Accepted Time:
- 2013-06-04 16:10:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234336 | A Lorie Slutsky | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2013-06-04 | 3,112 | $18.27 | 19,942 | No | 4 | M | Direct | |
| Holding Units | Disposition | 2013-06-04 | 3,112 | $24.94 | 16,830 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Holding Units | Holding Units (right to buy) | Disposition | 2013-06-04 | 3,112 | $0.00 | 3,112 | $18.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,112 | 2010-05-21 | 2019-05-21 | No | 4 | M | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
- Reporting Person sold 3,112 Holding Units at prices ranging from $24.931 to $24.937. The price set forth in the table is the weighted average of her sales at these prices.
- The option vested in thirds on each of May 21, 2010, 2011 and 2012.
Billionaire Hedge Funds
