Home > Insider Trading > Filing (0001181431-13-032220)

Filing Details

Accession Number:: 0001181431-13-032220
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-03 20:30:11
Reporting Period:: 2013-05-31

Filing Date:: 2013-06-03
Accepted Time:: 2013-06-03 20:30:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1273813	Assured Guaranty Ltd	AGO	Surety Insurance (6351)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1026610	Jr L Wilbur Ross	1166 Avenue Of The Americas New York NY 10036		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-05-31	4,992,882	$21.94	14,842,488	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2013-05-31	7,118	$21.94	21,161	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Direct

Footnotes

These shares were sold by the following funds: 4,154,734 by WLR Recovery Fund IV, L.P. ("Fund IV"), 339,515 by WLR Recovery Fund III, L.P. ("Fund III"), 14,276 by WLR IV Parallel ESC, L.P. ("Parallel Fund"), 201,144 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") and 283,213 by WLR AGO Co-Invest, L.P. ("Co-Invest Fund").
Fund IV holds 12,350,902 shares directly. Fund III holds 1,009,288 shares directly. Parallel Fund holds 42,438 shares directly. WLR/GS Fund holds 597,945 shares directly. Co-Invest Fund holds 841,915 shares directly. Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 3)
Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement pursuant to which WLR Recovery Associates IV LLC has been appointed as representative and attorney of WLR IV Parallel ESC, L.P. to, among other things, exercise all rights, powers and privileges with respect to the Class A Common Stock owned by WLR IV Parallel ESC, L.P. that it deems fit. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.