Filing Details
- Accession Number:
- 0001209191-13-030303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-03 20:17:06
- Reporting Period:
- 2013-05-31
- Filing Date:
- 2013-06-03
- Accepted Time:
- 2013-06-03 20:17:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1412682 | Andrew Jennings | 181 Metro Drive San Jose CA 95110 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-31 | 15,000 | $35.50 | 38,024 | No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
Common Stock | Acquisiton | 2013-05-31 | 10,000 | $32.01 | 48,024 | No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
Common Stock | Acquisiton | 2013-05-31 | 12,500 | $41.74 | 60,524 | No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
Common Stock | Acquisiton | 2013-05-31 | 1,890 | $34.26 | 62,414 | No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
Common Stock | Disposition | 2013-05-31 | 39,390 | $49.51 | 23,024 | No | 4 | S | Indirect | The 2010 Jennings Family Revocable Trust |
Common Stock | Disposition | 2013-05-31 | 11,583 | $49.38 | 11,441 | No | 4 | S | Indirect | The 2010 Jennings Family Revocable Trust |
Common Stock | Disposition | 2013-06-03 | 100 | $49.25 | 11,341 | No | 4 | S | Indirect | The 2010 Jennings Family Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
No | 4 | M | Indirect | The 2010 Jennings Family Revocable Trust |
No | 4 | S | Indirect | The 2010 Jennings Family Revocable Trust |
No | 4 | S | Indirect | The 2010 Jennings Family Revocable Trust |
No | 4 | S | Indirect | The 2010 Jennings Family Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-31 | 15,000 | $0.00 | 15,000 | $35.50 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-31 | 10,000 | $0.00 | 10,000 | $32.01 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-31 | 12,500 | $0.00 | 12,500 | $41.74 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-31 | 1,890 | $0.00 | 1,890 | $34.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-11-17 | 2013-11-16 | No | 4 | M | Direct |
0 | 2005-11-15 | 2014-11-14 | No | 4 | M | Direct |
0 | 2007-12-18 | 2013-12-17 | No | 4 | M | Direct |
18,110 | 2008-12-18 | 2014-12-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $49.50 to $49.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $49.25 to $49.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Common stock holdings include ESPP reinvested dividends.
- This option vests in four equal annual installments commencing on this date.