Filing Details
- Accession Number:
- 0001181431-13-032169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-03 18:08:30
- Reporting Period:
- 2013-05-30
- Filing Date:
- 2013-06-03
- Accepted Time:
- 2013-06-03 18:08:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413087 | Jr M Walter Rosebrough | 5960 Heisley Road Mentor OH 44060 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Disposition | 2013-05-30 | 2,000 | $45.72 | 121,504 | No | 4 | S | Direct | |
Common Shares, No Par Value | Disposition | 2013-05-30 | 1,643 | $45.87 | 119,861 | No | 4 | F | Direct | |
Common Shares, No Par Value | Disposition | 2013-05-31 | 2,464 | $45.34 | 117,397 | No | 4 | F | Direct | |
Common Shares, No Par Value | Acquisiton | 2013-05-31 | 25,000 | $0.00 | 142,397 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Option to Purchase Common Shares | Acquisiton | 2013-05-31 | 100,000 | $0.00 | 100,000 | $45.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2023-05-31 | No | 4 | A | Direct |
Footnotes
- 1,643 shares were withheld from the 5,000 restricted shares that vested on May 30, 2013. These 1,643 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 5,000 shares were awarded to Mr. Rosebrough on May 30, 2012 as part of an award of 20,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2013.
- 2,464 shares were withheld from the 7,500 restricted shares that vested on May 31, 2013. These 2,464 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 7,500 shares were awarded to Mr. Rosebrough on May 31, 2011 as part of an award of 15,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 31, 2013.
- 82,500 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 35,000 on May 20, 2014, 3,750 on June 2, 2014, 3,750 on June 1, 2015, 5,000 on May 30, 2014, 5,000 on June 1, 2015, 5,000 on May 31, 2016, 6,250 on June 2, 2014, 6,250 on June 1, 2015, 6,250 on May 31, 2016 and 6,250 on May 31, 2017.
- These options become exercisable as follows: 25,000 on May 31, 2014, 25,000 on May 31, 2015, 25,000 on May 31, 2016 and 25,000 on May 31, 2017.