Filing Details
- Accession Number:
- 0001140361-13-023817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-03 17:55:10
- Reporting Period:
- 2013-05-30
- Filing Date:
- 2013-06-03
- Accepted Time:
- 2013-06-03 17:55:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165093 | Rodger Offenbach | 7250 Redwood Boulevard, Suite 200 Novato CA 94945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-30 | 1,000 | $8.10 | 52,458 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2013-05-31 | 1,195 | $8.10 | 53,653 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,935 | Indirect | By IRA |
| Common Stock | 4,247 | Indirect | By Spouse's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to acquire) | $7.11 | 2004-11-03 | 2014-11-03 | 25,313 | 25,313 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-11-03 | 25,313 | 25,313 | Direct |
Billionaire Hedge Funds
