Filing Details

Accession Number:
0001181431-13-032100
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-03 16:53:41
Reporting Period:
2013-05-30
Filing Date:
2013-06-03
Accepted Time:
2013-06-03 16:53:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1308547 Dolby Laboratories Inc. DLB Radio & Tv Broadcasting & Communications Equipment (3663) 900199783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316194 Ray Dolby C/O Dolby Laboratories, Inc.
100 Potrero Avenue
San Francisco CA 94103-4813
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-05-30 20,000 $0.00 20,000 No 4 C Indirect By Trust
Class A Common Stock Disposition 2013-05-30 20,000 $35.33 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2013-05-31 20,000 $0.00 20,000 No 4 C Indirect By Trust
Class A Common Stock Disposition 2013-05-31 20,000 $35.14 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2013-05-30 20,000 $0.00 20,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2013-05-31 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,997,519 No 4 C Indirect
39,977,519 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 100 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 1,410,165 Indirect
Class A Common Stock Class B Common Stock $0.00 0 4,582,600 Indirect
Class A Common Stock Class B Common Stock $0.00 0 4,582,600 Indirect
Class A Common Stock Class B Common Stock $0.00 0 1,810,165 Indirect
Class A Common Stock Class B Common Stock $0.00 0 2,500,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 1,410,165 Indirect
0 4,582,600 Indirect
0 4,582,600 Indirect
0 1,810,165 Indirect
0 2,500,000 Indirect
Footnotes
  1. Each share of Class A Common Stock issued upon conversion of one share of Class B Common Stock at the election of the reporting person.
  2. Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.
  3. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Ray Dolby and Dagmar Dolby as Trustees of the Ray Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Ray Dolby Trust"). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2002 Trust A dated April 19, 2002 (the "Ray Dolby 2002 Trust A"), voting power of which is held by Thomas E. Dolby, son of Ray Dolby, as Special Trustee of the Ray Dolby 2002 Trust A. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  5. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2011 Trust A, dated December 14, 2011 (the "Ray Dolby 2011 Trust A"), voting power of which is held by Thomas E. Dolby, son of the reporting person, as Special Trustee of the Ray Dolby 2011 Trust A. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  6. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2011 Trust B, dated December 14, 2011 (the "Ray Dolby 2011 Trust B"), voting power of which is held by David E. Dolby, son of the reporting person, as Special Trustee of the Ray Dolby 2011 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  7. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2002 Trust B dated April 19, 2002 (the "Ray Dolby 2002 Trust B"), voting power of which is held by David E. Dolby, son of Ray Dolby, as Special Trustee of the Ray Dolby 2002 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  8. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dolby Holdings II LLC, a limited liability company (the "Family LLC"), investment power of which is held by Dagmar Dolby, spouse of the reporting person and manager of the Family LLC, and voting power of which is held by (i) Thomas E. Dolby, son of the reporting person and a special manager of the Family LLC, with respect to 50% of such shares, and (ii) David E. Dolby, son of the reporting person and a special manager of the Family LLC, with respect to 50% of such shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  9. This transaction was executed in multiple trades at prices ranging from $35.18 to $35.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securites and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
  10. This transaction was executed in multiple trades at prices ranging from $35.00 to $35.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securites and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.