Filing Details
- Accession Number:
- 0001283096-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-03 16:33:40
- Reporting Period:
- 2008-07-14
- Filing Date:
- 2013-06-03
- Accepted Time:
- 2013-06-03 16:33:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714256 | Wound Management Technologies Inc. | WNDM | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 592220004 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283096 | A Araldo Cossutta | 777 Main Street Suite 3100 Fort Worth TX 76102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-07-14 | 503,448 | $0.00 | 5,518,448 | No | 4 | J | Direct | |
Common Stock | Disposition | 2008-11-11 | 115,000 | $0.00 | 5,274,214 | No | 4 | G | Direct | |
Common Stock | Disposition | 2008-11-11 | 65,000 | $0.00 | 5,274,214 | No | 4 | G | Direct | |
Common Stock | Disposition | 2008-11-11 | 44,234 | $0.00 | 5,274,214 | No | 4 | G | Direct | |
Common Stock | Disposition | 2008-11-11 | 20,000 | $0.00 | 5,274,214 | No | 4 | G | Direct | |
Common Stock | Disposition | 2008-12-16 | 5,000 | $3.25 | 5,269,214 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-12-19 | 500 | $3.05 | 5,268,714 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-12-22 | 623 | $3.25 | 5,268,091 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-23 | 8,877 | $3.00 | 5,259,214 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2009-09-09 | 200,000 | $0.00 | 5,459,214 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2009-09-30 | 525,000 | $0.00 | 5,984,214 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-11-04 | 50,000 | $0.00 | 6,034,214 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-11-04 | 15,786 | $0.00 | 6,050,000 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2012-07-27 | 75,000 | $0.00 | 75,000 | $0.15 |
Common Stock | Warrant | Acquisiton | 2012-09-11 | 52,000 | $0.00 | 52,000 | $0.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2012-07-27 | 2017-07-27 | No | 4 | J | Direct |
127,000 | 2012-09-11 | 2017-09-30 | No | 4 | A | Direct |
Footnotes
- Mr. Cossutta received these shares of Common Stock in repayment of various loans made by Mr. Cossutta to the Issuer between September 30, 2004 and October 15, 2007 in total principal amount of $717,000 plus accrued interest.
- These shares were a bona fide gift to a non-cohabitating family member.
- These shares were a bona fide gift to Mr. Cossutta from another shareholder.
- These warrants were issued in connection with a Subordinated Promissory note transaction pursuant to which Mr. Cossutta loaned the principal amount of $75,000 to the Company and acquired 75,000 warrants (1 warrant for every $1 of principal loaned) as part of the aforementioned transaction at no additional consideration.
- The board of directors of the Issuer (the "Board") approved the issuance of these warrants at a meeting of the Board on September 11, 2012 as compensation for Mr. Cossutta's service as a director on the Board of the Issuer.