Filing Details
- Accession Number:
- 0000930413-13-003227
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-06-03 11:32:39
- Reporting Period:
- 2013-05-21
- Filing Date:
- 2013-06-03
- Accepted Time:
- 2013-06-03 11:32:39
- Original Submission Date:
- 2013-05-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
779544 | Ark Restaurants Corp | ARKR | Retail-Eating Places (5812) | 133156768 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902827 | S Michael Weinstein | C/O Ark Restaurants Corp 85 Fifth Avenue, 14Th Floor New York NY 10003 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-21 | 150 | $21.25 | 1,051,968 | No | 4 | S | Indirect | See (2) below |
Common Stock | Disposition | 2013-05-22 | 1,000 | $21.25 | 1,050,968 | No | 4 | S | Indirect | See (2) below |
Common Stock | Disposition | 2013-05-22 | 2,499 | $21.45 | 1,048,469 | No | 4 | S | Indirect | See (2) below |
Common Stock | Disposition | 2013-05-24 | 3,400 | $21.29 | 1,045,069 | No | 4 | S | Indirect | See (4) below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See (2) below |
No | 4 | S | Indirect | See (2) below |
No | 4 | S | Indirect | See (2) below |
No | 4 | S | Indirect | See (4) below |
Footnotes
- The Form 4, as originally filed on May 30, 2013, did not include the transaction in which the reporting person had previously transferred 10,000 shares to The Weinstein Foundation, an entity that the reporting person beneficially owns. Therefore, the original Form 4 incorrectly identified the direct beneficial ownership and indirect beneficial ownership of 10,000 shares. The Form 4, as amended by this Form 4/A, correctly reports such information as described in the footnotes below.
- The Weinstein Foundation is the selling party. Footnote 1 of the Form 4, as originally filed is being amended to state the reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 13,469 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.
- The Form 4, as originally filed on May 30, 2013, did not include this transaction.
- The Reporting person (a) directly owns 1,036,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 7,420 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, which were sold as described above. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.