Filing Details
- Accession Number:
- 0001209191-13-029941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 20:15:24
- Reporting Period:
- 2013-05-31
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 20:15:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507649 | Gregory Hemmi | C/O Pharmacyclics, Inc. 995 East Arques Avenue Sunnyvale CA 94085 | Vp Chemical Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-31 | 1,485 | $0.86 | 25,721 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-31 | 48,515 | $2.76 | 74,236 | No | 4 | M | Direct | |
Cmmon Stock | Disposition | 2013-05-31 | 50,000 | $91.96 | 24,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Commn Stock | Stock Option (Right to Buy) | Disposition | 2013-05-31 | 1,485 | $0.00 | 1,485 | $0.86 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-31 | 48,515 | $0.00 | 48,515 | $2.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
123,515 | 2008-03-18 | 2018-03-18 | No | 4 | M | Direct |
23,438 | 2007-03-13 | 2017-03-13 | No | 4 | M | Direct |
Footnotes
- Option granted under the issuer's 2004 Equity Incentive Award Plan in a transaction exempt under rule 16b-3(d). The option vests as follows: 25% of the shares subject to the option will vest on March 18, 2009 and 1/36th of the remaining shares will vest monthly thereafter. Vesting related to period ending March 18, 2009 was subject to potential acceleration upon the attainment of certain corporate events.
- Option granted under the issuer's 2004 Equity Incentive Award Plan in a transaction exempt under rule 16b-3(d). The option vests in forty-eight (48) equal and successive monthly installments.