Filing Details

Accession Number:
0001209191-13-029909
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-31 17:33:47
Reporting Period:
2013-05-29
Filing Date:
2013-05-31
Accepted Time:
2013-05-31 17:33:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713676 Pnc Financial Services Group Inc. PNC National Commercial Banks (6021) 251435979
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1499810 Iii William E Parsley 249 Fifth Avenue
Pittsburgh PA 15222
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$5 Par Common Stock Disposition 2013-05-29 1,263 $71.80 0 No 4 S Indirect 401(k) Plan
$5 Par Common Stock Acquisiton 2013-05-29 25,000 $53.41 76,287 No 4 M Direct
$5 Par Common Stock Disposition 2013-05-29 25,000 $71.95 51,287 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect 401(k) Plan
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
$5 Par Common Stock Phantom Stock Unit Disposition 2013-05-29 911 $71.80 911 $0.00
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-05-29 25,000 $0.00 25,000 $53.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Indirect
0 2004-12-18 2013-12-18 No 4 M Direct
Footnotes
  1. The amount of securities represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities sold includes 8 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
  2. Represents the weighted average price of shares sold in multiple transactions with prices ranging from $71.83 to $72.12. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
  3. One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.
  4. The amount of securities represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Supplemental Incentive Savings Plan (the "SISP"). Shares of PNC common stock are not directly allocated to SISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities sold includes 57 shares indirectly acquired for the account of the reporting person under the SISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing information on Supplemental Incentive Savings Plan. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.