Filing Details
- Accession Number:
- 0001209191-13-029909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 17:33:47
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 17:33:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
713676 | Pnc Financial Services Group Inc. | PNC | National Commercial Banks (6021) | 251435979 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1499810 | Iii William E Parsley | 249 Fifth Avenue Pittsburgh PA 15222 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$5 Par Common Stock | Disposition | 2013-05-29 | 1,263 | $71.80 | 0 | No | 4 | S | Indirect | 401(k) Plan |
$5 Par Common Stock | Acquisiton | 2013-05-29 | 25,000 | $53.41 | 76,287 | No | 4 | M | Direct | |
$5 Par Common Stock | Disposition | 2013-05-29 | 25,000 | $71.95 | 51,287 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | 401(k) Plan |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
$5 Par Common Stock | Phantom Stock Unit | Disposition | 2013-05-29 | 911 | $71.80 | 911 | $0.00 |
$5 Par Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2013-05-29 | 25,000 | $0.00 | 25,000 | $53.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Indirect | ||
0 | 2004-12-18 | 2013-12-18 | No | 4 | M | Direct |
Footnotes
- The amount of securities represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities sold includes 8 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
- Represents the weighted average price of shares sold in multiple transactions with prices ranging from $71.83 to $72.12. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
- One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.
- The amount of securities represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Supplemental Incentive Savings Plan (the "SISP"). Shares of PNC common stock are not directly allocated to SISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities sold includes 57 shares indirectly acquired for the account of the reporting person under the SISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing information on Supplemental Incentive Savings Plan. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.