Filing Details
- Accession Number:
- 0001181431-13-031880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 16:22:30
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 16:22:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032793 | Iii B Mortimer Fuller | 20 West Avenue Darien CT 06820 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2013-05-29 | 60,250 | $0.00 | 78,694 | No | 4 | C | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2013-05-30 | 18,400 | $89.24 | 60,294 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2013-05-30 | 41,600 | $90.17 | 18,694 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2013-05-30 | 250 | $0.00 | 18,444 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Class B Common Stock, $.01 par value | Disposition | 2013-05-29 | 60,250 | $0.00 | 60,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
948,973 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $.01 Par Value | 33,730 | Indirect | By trust |
Class A Common Stock, $.01 Par Value | 226 | Indirect | By wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Class B Common Stock, $.01 par value | $0.00 | 0 | 54,000 | Indirect | ||
Class A Common Stock, $.01 Par Value | Class B Common Stock, $.01 par value | $0.00 | 0 | 2,748 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 54,000 | Indirect | |
0 | 2,748 | Indirect |
Footnotes
- These shares were received upon conversion of Class B Common Stock held by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Represents the weighted average sales price for the price increments ranging from $88.97 to $89.64.
- Represents the weighted average sales price for the price increments ranging from $90.00 to $90.35.
- Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
- These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.