Filing Details
- Accession Number:
- 0001346429-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 16:03:14
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 16:03:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346429 | E Robert Salmon | 495 East Java Drive Sunnyvale CA 94089 | Executive Vp, Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-29 | 8,334 | $23.79 | 12,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-29 | 8,334 | $37.86 | 4,144 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-29 | 2,084 | $30.74 | 6,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-29 | 2,084 | $37.86 | 4,144 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-29 | 16,900 | $20.69 | 21,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-29 | 16,900 | $37.86 | 4,144 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-29 | 16,900 | $0.00 | 16,900 | $20.69 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-29 | 8,334 | $0.00 | 8,334 | $23.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-29 | 2,084 | $0.00 | 2,084 | $30.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,767 | 2016-05-31 | No | 4 | M | Direct | |
| 0 | 2015-06-01 | No | 4 | M | Direct | |
| 0 | 2014-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,531 | Indirect | by Trust1 |
| Common Stock | 240 | Indirect | by Trust2 |
| Common Stock | 240 | Indirect | by Trust3 |
Footnotes
- Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
- Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
- Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
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