Home > Insider Trading > Filing (0000049071-13-000083)

Filing Details

Accession Number:: 0000049071-13-000083
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-31 16:02:18
Reporting Period:: 2013-05-30

Filing Date:: 2013-05-31
Accepted Time:: 2013-05-31 16:02:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018658	E James Murray	Humana Inc. 500 West Main Street Louisville KY 40202	Evp & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2013-05-30	38,234	$69.48	130,496	No	4	M	Direct
Humana Common	Acquisiton	2013-05-30	19,042	$46.40	149,538	No	4	M	Direct
Humana Common	Acquisiton	2013-05-30	13,070	$61.18	162,608	No	4	M	Direct
Humana Common	Disposition	2013-05-30	60,632	$82.06	101,976	No	4	F	Direct
Humana Common	Disposition	2013-05-30	11,000	$81.96	90,976	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2013-05-30	38,234	$69.48	38,234	$69.48
Humana Common	Options	Disposition	2013-05-30	19,042	$46.40	19,042	$46.40
Humana Common	Options	Disposition	2013-05-30	13,070	$61.18	13,070	$61.18

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-02-21	No	4	M	Direct
0	2017-02-18	No	4	M	Direct
13,070	2018-02-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	3,983	Indirect	See Footnote
Humana Common	1,356	Indirect	See Footnote
Humana Common	14,400	Indirect	See Footnote
Humana Common	659	Indirect	See Footnote

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$88.65	2019-02-23	48,747	48,747	Direct
Humana Common	Options	$72.84	2020-02-20	20,801	20,801	Direct
Humana Common	Restricted Stock Units	$0.00		8,867	8,867	Direct
Humana Common	Restricted Stock Units	$0.00		28,668	28,668	Direct
Humana Common	Restricted Stock Units	$0.00		9,476	9,476	Direct
Humana Common	Restricted Stock Units	$0.00		6,864	6,864	Direct
Humana Common	Phantom Stock Units	$0.00		1,684	1,684	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-02-23	48,747	48,747	Direct
2020-02-20	20,801	20,801	Direct
	8,867	8,867	Direct
	28,668	28,668	Direct
	9,476	9,476	Direct
	6,864	6,864	Direct
	1,684	1,684	Indirect

Footnotes

Shares held by reporting person's spouse.
Shares held in The Murray Family Partnership.
Shares held for the benefit of reporting person as of April 30, 2013 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14.
Restricted stock units granted to reporting person on 11/07/11, 100% of the award is vesting on 11/07/13.
Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Transfer of Shares from Family Partnership to Family Trust - Mr. Murray's spouse is the trustee and his family members are the beneficiaries.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending numberof units reflects normal fluctation due to changes in stock price.
Prices ranging from $81.963 to $82.08.