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Filing Details

Accession Number:: 0001005229-13-000024
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-31 13:57:50
Reporting Period:: 2013-05-29

Filing Date:: 2013-05-31
Accepted Time:: 2013-05-31 13:57:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1005229	Columbus Mckinnon Corp	CMCO	Construction Machinery & Equip (3531)	160547600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214453	T Timothy Tevens	140 John James Audubon Parkway Amherst NY 14228-1197	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-05-29	23,374	$5.46	249,046	No	4	M	Direct
Common Stock	Acquisiton	2013-05-29	8,610	$5.46	257,656	No	4	M	Direct
Common Stock	Disposition	2013-05-29	16,666	$20.54	240,990	No	4	S	Direct
Common Stock	Disposition	2013-05-29	167	$21.00	240,823	No	4	S	Direct
Common Stock	Acquisiton	2013-05-30	22,908	$5.46	263,731	No	4	M	Direct
Common Stock	Acquisiton	2013-05-30	8,441	$5.46	272,172	No	4	M	Direct
Common Stock	Disposition	2013-05-30	16,500	$21.21	255,672	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Options (Right to Buy)	Acquisiton	2013-05-29	23,374	$0.00	69,424	$5.46
Common Stock	Incentive Stock Options (Right to Buy)	Acquisiton	2013-05-29	8,610	$0.00	25,576	$5.46
Common Stock	Non-Qualified Stock Options (Right to Buy)	Acquisiton	2013-05-30	22,908	$0.00	46,050	$5.46
Common Stock	Incentive Stock Options (Right to Buy)	Acquisiton	2013-05-30	8,441	$0.00	16,966	$5.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
46,050	2005-05-17	2014-05-16	No	4	M	Direct
16,966	2005-05-17	2014-05-16	No	4	M	Direct
23,142	2005-05-17	2014-05-16	No	4	M	Direct
8,525	2005-05-17	2014-05-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	225,672	Direct
Common Stock	6,039	Direct
Common Stock	7,000	Indirect	By spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Options (Right to Buy)	$28.45	2009-05-19	2018-05-18	8,770	8,770	Direct
Common Stock	Non-Qualified Stock Options (Right to Buy)	$13.27	2010-05-18	2019-05-17	45,172	45,172	Direct
Common Stock	Non-Qualified Stock Options (Right to Buy)	$18.24	2011-05-17	2020-05-16	33,190	33,190	Direct
Common Stock	Non-Qualified Stock Options (Right to Buy)	$19.50	2011-05-23	2021-05-22	31,902	31,902	Direct
Common Stock	Non-Qualified Stock Options (Right to Buy)	$13.43	2012-05-21	2022-05-20	53,568	53,568	Direct
Common Stock	Non-Qualified Stock Options (Right to Buy)	$18.95	2014-05-20	2023-05-20	44,689	44,689	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-18	8,770	8,770	Direct
2019-05-17	45,172	45,172	Direct
2020-05-16	33,190	33,190	Direct
2021-05-22	31,902	31,902	Direct
2022-05-20	53,568	53,568	Direct
2023-05-20	44,689	44,689	Direct

Footnotes

Includes 84,443 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 6,868 shares become fully vested and non-forfeitable on 5/17/2014; 8,449 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 20,032 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 21,183 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 27,911 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP").
The reporting person exercised 22,374 options on 5/29/13. The remaining 46,050 options are fully exercisable, subject to IRS limitations.
All exercisable, pursuant to IRS limitations.
Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/23/2011, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years, beginning 5/21/2012, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer.
The reporting person exercised 8,610 options on 5/29/13. The remaining 16,966 options are fully exercisable, subject to IRS limitations.
The reporting person exercised 22,908 options on 5/30/13. The remaining 23,142 options are fully exercisable, subject to IRS limitations.
The reporting person exercised 8,441options on 5/30/13. The remaining 8,525 options are fully exercisable, subject to IRS limitations.
Previously reported as 95,000 incentive stock options, of which, 69,424 were non-qualified stock options and 25,576 were incentive stock options.