Filing Details

Accession Number:
0001171843-13-002360
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-31 12:37:23
Reporting Period:
2013-05-29
Filing Date:
2013-05-31
Accepted Time:
2013-05-31 12:37:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407623 Retail Opportunity Investments Corp ROIC Real Estate Investment Trusts (6798) 260500600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475190 J. Charles Persico C/O Retail Opportunity Investments Corp.
8905 Towne Centre Drive, Suite 108
San Diego CA 92122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2013-05-29 10,000 $14.04 5,000 No 4 S Indirect By Perco Management Defined Benefit Pension Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Perco Management Defined Benefit Pension Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 18,000 Direct
Footnotes
  1. These shares are held by Perco Management Defined Benefit Pension Trust, of which Jules Levy is Trustee and Mr. Persico is the reporting person.