Filing Details
- Accession Number:
- 0001171843-13-002360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 12:37:23
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 12:37:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407623 | Retail Opportunity Investments Corp | ROIC | Real Estate Investment Trusts (6798) | 260500600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475190 | J. Charles Persico | C/O Retail Opportunity Investments Corp. 8905 Towne Centre Drive, Suite 108 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-05-29 | 10,000 | $14.04 | 5,000 | No | 4 | S | Indirect | By Perco Management Defined Benefit Pension Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Perco Management Defined Benefit Pension Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 18,000 | Direct |
Footnotes
- These shares are held by Perco Management Defined Benefit Pension Trust, of which Jules Levy is Trustee and Mr. Persico is the reporting person.