Filing Details
- Accession Number:
- 0001225208-13-013549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 12:50:30
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 11:50:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564429 | J. Bernard Clark | 211 Main Street San Francisco CA 94105 | Evp - Advisor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-29 | 5,000 | $20.00 | 73,826 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,647 | Direct | |
Common Stock | 3,327 | Indirect | by 401(k) |
Common Stock | 596 | Indirect | by ESOP |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2012.