Filing Details
- Accession Number:
- 0001127602-13-018806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-31 09:35:34
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-31
- Accepted Time:
- 2013-05-31 09:35:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197129 | S John Gilbertson | 1 Avx Boulevard Fountain Inn SC 29644 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-29 | 8,392 | $11.92 | 8,392 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-29 | 13,310 | $11.92 | 21,702 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-29 | 21,702 | $12.20 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-29 | 183 | $12.14 | 40,480 | No | 4 | A | Indirect | By Retirement Plan Trustees |
| Common Stock | Acquisiton | 2013-05-30 | 78,298 | $11.92 | 78,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-30 | 78,298 | $12.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Indirect | By Retirement Plan Trustees |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2013-05-29 | 8,392 | $0.00 | 8,392 | $11.92 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-05-29 | 13,310 | $0.00 | 13,310 | $11.92 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-05-30 | 78,298 | $0.00 | 78,298 | $11.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-03 | 2013-06-03 | No | 4 | M | Direct |
| 78,298 | 2004-06-04 | 2013-06-03 | No | 4 | M | Direct |
| 0 | 2004-06-04 | 2013-06-03 | No | 4 | M | Direct |
Billionaire Hedge Funds
