Filing Details
- Accession Number:
- 0001179110-13-009381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-30 20:05:15
- Reporting Period:
- 2013-05-28
- Filing Date:
- 2013-05-30
- Accepted Time:
- 2013-05-30 20:05:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504506 | Eran Cohen | 450 West 33Rd Street - 5Th Floor New York NY 10001 | Evp, Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-28 | 200,000 | $3.27 | 230,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-28 | 114,737 | $5.70 | 115,263 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-05-28 | 35,146 | $5.70 | 80,117 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-05-28 | 26,061 | $5.70 | 54,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2013-05-28 | 200,000 | $0.00 | 200,000 | $3.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
250,000 | 2020-10-25 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock received upon exercise of stock appreciation rights ("SARs").
- Represents disposition of shares to the Company deemed to occur upon the exercise of the SARs.
- Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon exercise of SARs.
- Includes 24,056 shares of common stock and 30,000 shares of previously awarded restricted stock that vests on April 16, 2015.
- Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. The stock price of the Company's common stock on May 28, 2013, the date of exercise, was $5.70.
- The SARs vested on the following dates: 100,000 SARs on October 25, 2011 and 100,000 SARs on October 25, 2012. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.