Filing Details

Accession Number:
0001179110-13-009381
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-30 20:05:15
Reporting Period:
2013-05-28
Filing Date:
2013-05-30
Accepted Time:
2013-05-30 20:05:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211351 New York & Company Inc. NWY Retail-Women's Clothing Stores (5621) 331031445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504506 Eran Cohen 450 West 33Rd Street - 5Th Floor
New York NY 10001
Evp, Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-28 200,000 $3.27 230,000 No 4 M Direct
Common Stock Disposition 2013-05-28 114,737 $5.70 115,263 No 4 D Direct
Common Stock Disposition 2013-05-28 35,146 $5.70 80,117 No 4 F Direct
Common Stock Disposition 2013-05-28 26,061 $5.70 54,056 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-05-28 200,000 $0.00 200,000 $3.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
250,000 2020-10-25 No 4 M Direct
Footnotes
  1. Represents shares of common stock received upon exercise of stock appreciation rights ("SARs").
  2. Represents disposition of shares to the Company deemed to occur upon the exercise of the SARs.
  3. Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon exercise of SARs.
  4. Includes 24,056 shares of common stock and 30,000 shares of previously awarded restricted stock that vests on April 16, 2015.
  5. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. The stock price of the Company's common stock on May 28, 2013, the date of exercise, was $5.70.
  6. The SARs vested on the following dates: 100,000 SARs on October 25, 2011 and 100,000 SARs on October 25, 2012. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.