Filing Details
- Accession Number:
- 0001225208-13-013520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-30 18:02:50
- Reporting Period:
- 2013-05-29
- Filing Date:
- 2013-05-30
- Accepted Time:
- 2013-05-30 18:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528493 | W. Jonathan Witter | 1680 Capital One Drive Mclean VA 22102 | President, Retail Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-29 | 4,124 | $61.59 | 54,170 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-29 | 8,000 | $61.58 | 46,170 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-29 | 8,989 | $61.59 | 37,181 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These shares were sold at prices ranging from $61.26 to $61.89. Information regarding the number of shares sold at each price will be provided upon request.
- Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- These shares were sold at prices ranging from $61.26 to $61.91. Information regarding the number of shares sold at each price will be provided upon request.
- These shares were sold at prices ranging from $61.26 to $61.90. Information regarding the number of shares sold at each price will be provided upon request.