Filing Details
- Accession Number:
- 0001181431-13-031604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-30 17:12:46
- Reporting Period:
- 2013-05-28
- Filing Date:
- 2013-05-30
- Accepted Time:
- 2013-05-30 17:12:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896842 | Orchard Supply Hardware Stores Corp | OSH | Retail-Building Materials, Hardware, Garden Supply (5200) | 954214109 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860585 | /Ct P L Partners Rbs | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
923727 | Esl Partners, L.p. | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1126396 | Esl Investments Inc | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1183200 | S Edward Lampert | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1249797 | Rbs Investment Management Llc | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1249801 | Esl Institutional Partners Lp | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1251868 | Crk Partners Llc | 1170 Kane Concourse, Suite 200 Bay Harbor FL 33154 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-05-28 | 23,822 | $1.84 | 447,825 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-05-28 | 26,165 | $1.84 | 486,693 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2013-05-28 | 12 | $1.84 | 217 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2013-05-28 | 1 | $1.84 | 17 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2013-05-29 | 4,535 | $1.79 | 443,290 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-05-29 | 4,463 | $1.79 | 482,230 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2013-05-29 | 2 | $1.79 | 215 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Preferred Stock | 1,131,419 | Direct | |
Series A Preferred Stock | 1,271,743 | Indirect | See Footnotes |
Series A Preferred Stock | 461 | Indirect | See Footnotes |
Series A Preferred Stock | 33 | Indirect | See Footnotes |
Footnotes
- This price represents the approximate weighted average price per share of class A common stock of Orchard Supply Hardware Stores Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $1.80 to $1.89 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, LLC ("CRK") and ESL Investments, Inc. ("Investments"). Mr. Lampert, Partners, Institutional and CRK are the direct beneficial owners of the securities covered by this statement.
- RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. Investments is the general partner of RBS, the sole member of CRK and the manager of RBSIM. Investments may be deemed to beneficially own securities owned by RBS, CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, Investments.
- The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- Represents Shares directly beneficially owned by Partners.
- Represents Shares directly beneficially owned by Institutional.
- Represents Shares directly beneficially owned by CRK.
- This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $1.77 to $1.80 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.