Filing Details
- Accession Number:
- 0001179110-13-009337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-30 11:19:46
- Reporting Period:
- 2013-05-28
- Filing Date:
- 2013-05-30
- Accepted Time:
- 2013-05-30 11:19:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944508 | Inventure Foods Inc. | SNAK | Miscellaneous Food Preparations & Kindred Products (2090) | 860786101 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1097350 | R Larry Polhill | 7000 West Buckeye Road Phoenix AZ 85043 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-28 | 5,000 | $3.44 | 14,080 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-28 | 5,000 | $4.16 | 19,080 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-28 | 5,093 | $7.46 | 13,987 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-05-28 | 1,502 | $7.66 | 12,485 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-29 | 2,578 | $7.51 | 9,907 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-28 | 26,325 | $7.60 | 30,000 | No | 4 | M | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option (Right to Buy) | Disposition | 2013-05-28 | 5,000 | $0.00 | 5,000 | $3.44 |
Common Stock | Common Stock Option (Right to Buy) | Disposition | 2013-05-28 | 5,000 | $0.00 | 5,000 | $4.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-20 | 2020-05-20 | No | 4 | M | Direct |
0 | 2012-05-18 | 2021-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,133,695 | Indirect | By Capital Foods LLC |
Footnotes
- Mr. Polhill may be deemed to indirectly beneficially own the shares held by Capital Foods, LLC as a result of his status as the Manager of and his indirect ownership in Capital Foods, LLC, a Delaware limited liability company.
- Acquisition of shares based on 2 cashless net exercises of stock options, resulting in the issuance to Mr. Polhill of a number of shares of common stock that was less than the total number of shares issued pursuant to the option. The remaining shares underlying the option were cancelled as payment for the exercise price, based upon the closing price per share reported by Nasdaq on May 24, 2013 which was $7.46.