Filing Details

Accession Number:
0001179110-13-009337
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-30 11:19:46
Reporting Period:
2013-05-28
Filing Date:
2013-05-30
Accepted Time:
2013-05-30 11:19:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
944508 Inventure Foods Inc. SNAK Miscellaneous Food Preparations & Kindred Products (2090) 860786101
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097350 R Larry Polhill 7000 West Buckeye Road
Phoenix AZ 85043
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-28 5,000 $3.44 14,080 No 4 M Direct
Common Stock Acquisiton 2013-05-28 5,000 $4.16 19,080 No 4 M Direct
Common Stock Disposition 2013-05-28 5,093 $7.46 13,987 No 4 F Direct
Common Stock Disposition 2013-05-28 1,502 $7.66 12,485 No 4 S Direct
Common Stock Disposition 2013-05-29 2,578 $7.51 9,907 No 4 S Direct
Common Stock Disposition 2013-05-28 26,325 $7.60 30,000 No 4 M Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 M Indirect By IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option (Right to Buy) Disposition 2013-05-28 5,000 $0.00 5,000 $3.44
Common Stock Common Stock Option (Right to Buy) Disposition 2013-05-28 5,000 $0.00 5,000 $4.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-20 2020-05-20 No 4 M Direct
0 2012-05-18 2021-05-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,133,695 Indirect By Capital Foods LLC
Footnotes
  1. Mr. Polhill may be deemed to indirectly beneficially own the shares held by Capital Foods, LLC as a result of his status as the Manager of and his indirect ownership in Capital Foods, LLC, a Delaware limited liability company.
  2. Acquisition of shares based on 2 cashless net exercises of stock options, resulting in the issuance to Mr. Polhill of a number of shares of common stock that was less than the total number of shares issued pursuant to the option. The remaining shares underlying the option were cancelled as payment for the exercise price, based upon the closing price per share reported by Nasdaq on May 24, 2013 which was $7.46.