Filing Details
- Accession Number:
- 0001181431-13-031380
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-29 20:22:28
- Reporting Period:
- 2013-02-25
- Filing Date:
- 2013-05-29
- Accepted Time:
- 2013-05-29 20:22:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370291 | First California Financial Group Inc. | FCAL | State Commercial Banks (6022) | 383737811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233960 | A William Schack | 3027 Townsgate Road Suite 300 Westlake Village CA 91361 | Evp, Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2013-02-25 | 157 | $7.93 | 101,052 | No | 4 | F | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-05-28 | 4,000 | $6.75 | 105,052 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-05-28 | 3,000 | $7.35 | 108,052 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-05-28 | 6,784 | $4.93 | 114,836 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 2 | $8.54 | 114,834 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 982 | $8.52 | 113,852 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 300 | $8.53 | 113,552 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 3,014 | $8.50 | 110,538 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 1,737 | $8.49 | 108,801 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 2,063 | $8.48 | 106,738 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 1,800 | $8.47 | 104,938 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 1,400 | $8.46 | 103,538 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 200 | $8.45 | 103,338 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 100 | $8.47 | 103,238 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 100 | $8.48 | 103,138 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 100 | $8.49 | 103,038 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-05-28 | 1,986 | $8.51 | 101,052 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- 157 shares of common stock were surrendered to settle withholding tax on restricted stock that vested on February 25, 2013.
- 4,000 stock options were exercised pursuant to a grant of stock options on June 18, 2006.
- 3,000 stock options were exercised pursuant to a grant of stock options on June 12, 2009.
- 6,784 stock options were exercised pursuant to a grant of stock options on February 25, 2009.
- Includes 40,000 shares of restricted stock which are part of an award of 120,000 restricted shares of common stock on July 20, 2011. 40,000 shares vested on March 20, 2012, 40,000 shares vested on March 20, 2013 and 40,000 shares will vest on March 20, 2014. The closing price per share of the issuer's stock as of the date of the award was $3.75 per share.