Filing Details

Accession Number:
0001181431-13-031380
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-29 20:22:28
Reporting Period:
2013-02-25
Filing Date:
2013-05-29
Accepted Time:
2013-05-29 20:22:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370291 First California Financial Group Inc. FCAL State Commercial Banks (6022) 383737811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233960 A William Schack 3027 Townsgate Road
Suite 300
Westlake Village CA 91361
Evp, Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2013-02-25 157 $7.93 101,052 No 4 F Direct
Common Stock, $0.01 Par Value Acquisiton 2013-05-28 4,000 $6.75 105,052 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2013-05-28 3,000 $7.35 108,052 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2013-05-28 6,784 $4.93 114,836 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 2 $8.54 114,834 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 982 $8.52 113,852 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 300 $8.53 113,552 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 3,014 $8.50 110,538 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 1,737 $8.49 108,801 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 2,063 $8.48 106,738 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 1,800 $8.47 104,938 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 1,400 $8.46 103,538 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 200 $8.45 103,338 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 100 $8.47 103,238 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 100 $8.48 103,138 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 100 $8.49 103,038 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-05-28 1,986 $8.51 101,052 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. 157 shares of common stock were surrendered to settle withholding tax on restricted stock that vested on February 25, 2013.
  2. 4,000 stock options were exercised pursuant to a grant of stock options on June 18, 2006.
  3. 3,000 stock options were exercised pursuant to a grant of stock options on June 12, 2009.
  4. 6,784 stock options were exercised pursuant to a grant of stock options on February 25, 2009.
  5. Includes 40,000 shares of restricted stock which are part of an award of 120,000 restricted shares of common stock on July 20, 2011. 40,000 shares vested on March 20, 2012, 40,000 shares vested on March 20, 2013 and 40,000 shares will vest on March 20, 2014. The closing price per share of the issuer's stock as of the date of the award was $3.75 per share.