Filing Details
- Accession Number:
- 0001209191-13-029444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-29 19:33:34
- Reporting Period:
- 2013-05-28
- Filing Date:
- 2013-05-29
- Accepted Time:
- 2013-05-29 19:33:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1110176 | S Paul Levy | C/O Jll Partners, Inc. 450 Lexington Ave., 31St Floor New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-05-28 | 11,000,000 | $7.36 | 21,092,267 | No | 4 | S | Indirect | By JLL Partners Fund IV, L.P. |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-05-28 | 6,791,171 | $7.36 | 14,301,096 | No | 4 | S | Indirect | By JLL Partners Fund IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By JLL Partners Fund IV, L.P. |
No | 4 | S | Indirect | By JLL Partners Fund IV, L.P. |
Footnotes
- On May 28, 2013, JLL Partners Fund IV, L.P. ("JLL Fund IV") consummated the sale of 11,000,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of PGT, Inc. (the "Company") in connection with an underwritten secondary offering pursuant to the Company's shelf registration statement filed with the Securities and Exchange Commission on March 22, 2013. On May 28, 2013, JLL Fund IV also consummated a concurrent sale of 6,791,171 shares of Common Stock to the Company pursuant to a repurchase agreement, dated May 16, 2013, by and between the Company and JLL Fund IV.
- JLL Fund IV is the direct beneficial owner of 14,301,096 shares of common stock of the Company. Mr. Levy is the managing member of JLL Associates G.P. IV, L.L.C., which is the general partner of JLL Associates IV, L.P., which in turn is the general partner of JLL Fund IV. Although Mr. Levy may be deemed to be an indirect beneficial owner of shares of the Company's common stock owned by JLL Fund IV, Mr. Levy disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.