Filing Details
- Accession Number:
- 0001209191-13-029440
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-29 18:41:44
- Reporting Period:
- 2013-05-24
- Filing Date:
- 2013-05-29
- Accepted Time:
- 2013-05-29 18:41:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1093960 | Mark Zeitchick | 4400 Biscayne Boulevard 12Th Floor Miami FL 33137 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
8.00% Series A Cumulative Redeemable Preferred Stock | Acquisiton | 2013-05-24 | 4,000 | $25.00 | 4,000 | No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,136,336 | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
Footnotes
- The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.