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Home > Insider Trading > Filing (0001209191-13-029431)

Filing Details

Accession Number:: 0001209191-13-029431
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-29 18:34:34
Reporting Period:: 2013-05-24

Filing Date:: 2013-05-29
Accepted Time:: 2013-05-29 18:34:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
946425	Jeffrey Podell	173 Doral Court Roslyn NY 11576		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
8.00% Series A Cumulative Redeemable Preferred Stock	Acquisiton	2013-05-24	2,000	$25.00	2,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	42,013	Direct

Footnotes

The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.