Filing Details
- Accession Number:
- 0001181431-13-031340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-29 18:13:09
- Reporting Period:
- 2013-05-28
- Filing Date:
- 2013-05-29
- Accepted Time:
- 2013-05-29 18:13:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418056 | David Shengder Chang | 8204 E Timberland Ave Orange CA 92869 | Vp Environmental Quality | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-05-28 | 750 | $38.62 | 6,776 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2013-05-28 | 592 | $44.65 | 7,368 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-05-28 | 1,300 | $54.61 | 6,068 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-05-28 | 42 | $54.60 | 6,026 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2013-05-28 | 750 | $0.00 | 750 | $38.62 |
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2013-05-28 | 592 | $0.00 | 592 | $44.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
0 | 2008-11-07 | 2017-11-07 | No | 4 | M | Direct |