Filing Details
- Accession Number:
- 0001181431-13-031339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-29 18:12:51
- Reporting Period:
- 2013-05-28
- Filing Date:
- 2013-05-29
- Accepted Time:
- 2013-05-29 18:12:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562228 | Cotton, Iii James C | 11905 Teeside Dr Fredericksburg VA 22407 | Vice President Of Contracts | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-05-28 | 458 | $33.36 | 2,012 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-05-28 | 458 | $54.62 | 1,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2013-05-28 | 458 | $0.00 | 458 | $33.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
