Filing Details
- Accession Number:
- 0001137411-13-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-29 15:28:31
- Reporting Period:
- 2013-05-24
- Filing Date:
- 2013-05-29
- Accepted Time:
- 2013-05-29 15:28:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-24 | 1,500 | $66.18 | 154,933 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-24 | 1,491 | $66.19 | 153,442 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-24 | 1,302 | $66.20 | 152,140 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-24 | 100 | $66.21 | 152,040 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,888 | Indirect | By Savings Plan |
Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2013.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.