Filing Details
- Accession Number:
- 0001144204-13-031936
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-28 21:30:51
- Reporting Period:
- 2013-05-23
- Filing Date:
- 2013-05-28
- Accepted Time:
- 2013-05-28 21:30:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1270073 | Intercept Pharmaceuticals Inc | ICPT | Pharmaceutical Preparations (2834) | 223868459 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353128 | Gayle Barbara Duncan | C/O Intercept Pharmaceuticals, Inc. 18 Desbrosses Street New York NY 10013 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-23 | 110 | $8.67 | 6,924 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-23 | 110 | $34.54 | 6,814 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-05-24 | 1,200 | $8.67 | 8,014 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-24 | 1,200 | $34.50 | 6,814 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-05-28 | 4,915 | $8.67 | 11,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-28 | 4,915 | $34.50 | 6,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-23 | 110 | $0.00 | 110 | $8.67 |
Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-24 | 1,200 | $0.00 | 1,200 | $8.67 |
Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-28 | 4,915 | $0.00 | 4,915 | $8.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,612 | 2020-08-16 | No | 4 | M | Direct | |
22,412 | 2020-08-16 | No | 4 | M | Direct | |
17,497 | 2020-08-16 | No | 4 | M | Direct |
Footnotes
- The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 20, 2013.
- 2.0833% of shares originally underlying the option vest on a monthly basis through December 31, 2013, subject to the terms and conditions of the award and the Issuer's 2003 Stock Incentive Plan.