Filing Details
- Accession Number:
- 0001181431-13-031008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-28 17:23:28
- Reporting Period:
- 2013-05-24
- Filing Date:
- 2013-05-28
- Accepted Time:
- 2013-05-28 17:23:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409019 | D Diane Rentfrow | 5550 Via Vallarta Yorba Linda CA 92887 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-05-24 | 966 | $33.36 | 6,230 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-05-24 | 100 | $54.25 | 6,130 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-05-24 | 866 | $54.26 | 5,264 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (right to buy) | Acquisiton | 2013-05-24 | 966 | $0.00 | 966 | $33.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |