Filing Details
- Accession Number:
- 0001218330-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-28 16:10:41
- Reporting Period:
- 2013-05-23
- Filing Date:
- 2013-05-28
- Accepted Time:
- 2013-05-28 16:10:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218330 | A Katherine Martin | One Wayside Road Burlington MA 01803 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-23 | 400 | $5.35 | 116,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-23 | 400 | $19.29 | 116,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-23 | 3,234 | $5.35 | 119,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-23 | 3,234 | $19.28 | 116,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-23 | 767 | $5.35 | 116,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-23 | 767 | $19.27 | 116,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-23 | 10,599 | $5.35 | 126,599 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-23 | 10,599 | $19.27 | 116,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-23 | 400 | $0.00 | 400 | $5.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-23 | 3,234 | $0.00 | 3,234 | $5.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-23 | 767 | $0.00 | 767 | $5.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-23 | 10,599 | $0.00 | 10,599 | $5.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,600 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
| 11,366 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
| 10,599 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
| 0 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
Footnotes
- 100% of the shares shall vest on the first anniversary date of the grant date.
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