Filing Details
- Accession Number:
- 0001485001-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-28 10:37:22
- Reporting Period:
- 2013-05-08
- Filing Date:
- 2013-05-28
- Accepted Time:
- 2013-05-28 10:37:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1485001 | Oneida Financial Corp. | ONFC | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201832 | Thomas Dixon | 182 Main Street Oneida NY 13421 | Evp And Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-08 | 110 | $13.00 | 35,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 205 | Indirect | By Wife |
Common Stock | 205 | Indirect | By Son |
Common Stock | 205 | Indirect | By Daughter |
Common Stock | 13,270 | Indirect | By ESOP |
Common Stock | 20,010 | Direct | |
Common Stock | 205 | Indirect | By Son 2 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Onfc Common Stock | Common stock | $10.30 | 2013-07-24 | 2022-07-24 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-07-24 | 10,000 | 10,000 | Direct |
Footnotes
- Stock options vest at a rate of 20% per year commencing on July 24, 2013