Filing Details
- Accession Number:
- 0001127602-13-018291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-24 17:18:48
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-24
- Accepted Time:
- 2013-05-24 17:18:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318154 | Amgen Inc | AMGN | Biological Products, (No Disgnostic Substances) (2836) | 953540776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491654 | J.w. Thomas Dittrich | One Amgen Center Drive Thousand Oaks CA 91320 | Vp, Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-22 | 2,000 | $50.44 | 18,733 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-22 | 2,150 | $58.43 | 20,883 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-22 | 1,980 | $54.69 | 22,863 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-22 | 6,130 | $104.78 | 16,733 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nqso (Right to Buy) | Disposition | 2013-05-22 | 2,000 | $0.00 | 2,000 | $50.44 |
Common Stock | Nqso (Right to Buy) | Disposition | 2013-05-22 | 2,150 | $0.00 | 2,150 | $58.43 |
Common Stock | Nqso (Right to Buy) | Disposition | 2013-05-22 | 1,980 | $0.00 | 1,980 | $54.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
2,150 | 2011-04-26 | 2020-04-26 | No | 4 | M | Direct |
4,020 | 2013-04-25 | 2021-04-25 | No | 4 | M | Direct |
Footnotes
- The price reported is an average price. The prices ranged from $104.7601 to $104.83 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC, the issuer or a security holder of the issuer.
- The shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 308 RSUs which fully vest on 4/26/2014; 1,149 RSUs which vest in annual installments of 566 and 583 on 4/25/2014 and 4/25/2015, respectively; 1,400 RSUs which vest in two equal installments of 462 each on 4/27/2014 and 4/27/2015 and one installment of 476 on 4/27/2016; and 942 RSUs which vest in annual installments of 310, 311 and 321 on 4/26/2015, 4/26/2016 and 4/26/2017, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- These shares include 26 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan, as amended and restated, and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.