Filing Details
- Accession Number:
- 0001181431-13-030751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-24 17:50:51
- Reporting Period:
- 2013-05-22
- Filing Date:
- 2013-05-24
- Accepted Time:
- 2013-05-24 16:50:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534287 | Bioamber Inc. | BIOA.U | Industrial Organic Chemicals (2860) | 980601045 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250264 | W Kurt Briner | 10 Avenue De Grand Bretagne O9 98000 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-22 | 7,000 | $0.00 | 7,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-05-23 | 6,000 | $0.00 | 13,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-05-22 | 7,000 | $0.00 | 3,500 | $0.00 |
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-05-23 | 6,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2013-08-08 | 2017-05-09 | No | 4 | P | Direct |
| 13,000 | 2013-08-08 | 2017-05-09 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 7,000 Units acquired by the reporting person on May 22, 2013 for $8.0955 per Unit in an open market purchase. Each Unit consists of one share of common stock and one warrant to purchase half of one share of common stock. The Units currently trade on the NYSE. The common stock and warrants comprising the Units will begin trading separately on June 10, 2013, at which time trading of the Units will be suspended and the Units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of common stock.
- The reported securities are included within 6,000 Units acquired by the reporting person on May 23, 2013 for $8.2850 per Unit in an open market purchase. Each Unit consists of one share of common stock and one warrant to purchase half of one share of common stock. The Units currently trade on the NYSE. The common stock and warrants comprising the Units will begin trading separately on June 10, 2013, at which time trading of the Units will be suspended and the Units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of common stock
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